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  • Regulatory Transaction Fee Rate Adjustment per SEC Section 31 Rate Change Effective Tuesday, February 21, 2012
  • January 27, 2012
  • This Circular is being issued to inform you that in Fee Rate Advisory #5 for Fiscal Year 2012, the SEC announced that effective Tuesday, February 21, 2012 the Section 31 transaction fee rate applicable to securities transactions on the exchanges and over-the-counter markets will decrease to $18.00 per million dollars. Until that date, the current rate of $19.20 per million dollars will remain in effect. For complete details please click on the title.

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