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Responses to SEC/CFTC Supplemental Questions on Market-Wide Circuit Breakers and Disparate Volatility Triggers
07/01/10
BATS Global CEO Discusses May 6th Market Events with the SEC, CFTC and Exchange Leaders (Opening Remarks Attached)
06/22/10
BATS Global CEO Participates in June 2nd SEC Market Structure Roundtable (Opening Remarks Attached)
06/02/10
Joint Petition to SEC requesting Exemptive Relief to permit certain Sub-Penny Quoting pursuant to a Pilot Program.
04/30/10
Comment Letter regarding Concept Release on Equity Market Structure
04/21/10
Comment Letter regarding Risk Management Controls for Brokers or Dealers with Market Access
03/21/10
Letter to SEC Regarding Flash Order Exception of Regulation NMS
11/20/2009
Letter to SEC regarding Regulation SHO FAQ's
10/09/2009
Comment Letter regarding Alternative Proposal to Amend Regulation SHO
09/21/2009
Comment Letter regarding Expansion of Options Penny Pilot
08/28/2009
Comment Letter regarding Proposed Amendments to Regulation SHO
05/14/2009
Comment Letter regarding Regulation SHO -- Interim Final Temporary Rule
12/29/2008
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Randy Williams
BATS
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Kelly Bailey
BATS
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+1.816.520.4229 (m)
kbailey@batstrading.com
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