BATS Options Comment Letters & Petitions RSS http://www.batsoptions.com/news/ en-us Sun, 26 May 2013 04:04:40 -0400 Copyright BATS Comment Letters & Petitions 1 http://www.batsoptions.com/res/_img/logos/bats_logo_rss.jpg BATS Options Comment Letters & Petitions RSS http://www.batsoptions.com/news/ Exemptive Application Pursuant to Rule 612(c) of Reg NMS related to BYX Proposed Retail Price Improvement Program http://cdn.batstrading.com/resources/comment_letters/BATS_Y-Exchange_CL_08-14-12.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Y-Exchange_CL_08-14-12.pdf Tue, 14 Aug 2012 00:00:00 -0400 Comment Letter Regarding Proposed NYSE Retail Liquidity Provider Program http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_12-06-11.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_12-06-11.pdf Tue, 6 Dec 2011 00:00:00 -0500 Comment Letter Regarding Proposed Directed Order Program for BATS Options http://cdn.batstrading.com/resources/comment_letters/SR-BATS-2011-009.pdf http://cdn.batstrading.com/resources/comment_letters/SR-BATS-2011-009.pdf Thu, 2 Jun 2011 00:00:00 -0400 Comment Letter regarding Consolidated Audit Trail Proposal http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_08-09-10.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_08-09-10.pdf Mon, 9 Aug 2010 00:00:00 -0400 Responses to SEC/CFTC Supplemental Questions on Market-Wide Circuit Breakers and Disparate Volatility Triggers http://cdn.batstrading.com/resources/comment_letters/SupplementalQuestions_07012010.pdf http://cdn.batstrading.com/resources/comment_letters/SupplementalQuestions_07012010.pdf Thu, 1 Jul 2010 00:00:00 -0400 BATS Global CEO Discusses May 6th Market Events with the SEC, CFTC and Exchange Leaders (Opening Remarks Attached) http://cdn.batstrading.com/resources/comment_letters/OpeningStatement_062210.pdf http://cdn.batstrading.com/resources/comment_letters/OpeningStatement_062210.pdf Tue, 22 Jun 2010 00:00:00 -0400 BATS Global CEO Participates in June 2nd SEC Market Structure Roundtable (Opening Remarks Attached) http://cdn.batstrading.com/resources/comment_letters/Short_Form_SEC_Opening_Statement.pdf http://cdn.batstrading.com/resources/comment_letters/Short_Form_SEC_Opening_Statement.pdf Wed, 2 Jun 2010 00:00:00 -0400 Joint Petition to SEC requesting Exemptive Relief to permit certain Sub-Penny Quoting pursuant to a Pilot Program. http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_04_30_10.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_04_30_10.pdf Fri, 30 Apr 2010 00:00:00 -0400 Comment Letter regarding Concept Release on Equity Market Structure http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_04-21-10.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_04-21-10.pdf Wed, 21 Apr 2010 00:00:00 -0400 Comment Letter regarding Risk Management Controls for Brokers or Dealers with Market Access http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_03-21-10.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_03-21-10.pdf Sun, 21 Mar 2010 00:00:00 -0400 Letter to SEC Regarding Flash Order Exception of Regulation NMS http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_11-20-09.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_11-20-09.pdf Fri, 20 Nov 2009 00:00:00 -0500 Letter to SEC regarding Regulation SHO FAQ's http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_10-09-09.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_10-09-09.pdf Fri, 9 Oct 2009 00:00:00 -0400 Comment Letter regarding Alternative Proposal to Amend Regulation SHO http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_09-09-21.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_09-09-21.pdf Mon, 21 Sep 2009 00:00:00 -0400 Comment Letter regarding Expansion of Options Penny Pilot http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_09-08-28.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_09-08-28.pdf Fri, 28 Aug 2009 00:00:00 -0400 Comment Letter regarding Proposed Amendments to Regulation SHO http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_09-05-14.pdf http://cdn.batstrading.com/resources/comment_letters/BATS_Exchange_CL_09-05-14.pdf Thu, 14 May 2009 00:00:00 -0400