Regulation

Regulatory Circulars for 2015

  • File number:RC 2015-005
  • Date:3/31/2015
  • Description:

    Expiring Exercise Declaration Procedures on April 2, 2015

  • File number:RC 2015-003
  • Date:2/24/2015
  • Description:

    Front Running of Block Transactions on BATS Exchange, Inc. and BATS Y-Exchange, Inc..

  • File number:RC 2015-001
  • Date:2/05/2015
  • Description:

    Notice Regarding Filing of Annual Audited Reports

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