Regulation

Regulatory Circulars for 2016

  • File number:RC 2016-004
  • Date:6/30/2016
  • Description:

    Professional and Priority Customer Order Counting Methodology

  • File number:RC 2016-002
  • Date:4/01/2016
  • Description:

    Notice of Immediate Effectiveness of Rules 8.17 and 12.15 to Halt Clear and Obvious Layering and Spoofing Activity

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