Regulation

Regulatory Circulars for 2012

  • File number:BATS_RC_2012-005
  • Date:12/10/2012
  • Description:

    Notice Regarding Enhanced Electronic Blue Sheet Submissions

  • File number:BATS_RC_2012-004
  • Date:8/15/2012
  • Description:

    Notice Regarding Filing and Immediate Effectiveness of Telemarketing Rule

  • File number:BATS_RC_12-004
  • Date:8/15/2012
  • Description:

    Notice Regarding Filing and Immediate Effectiveness of Telemarketing Rule

  • File number:BATS_RC_12-003
  • Date:7/17/2012
  • Description:

    Notice Regarding Amendments to Obvious Error Rule and Electronic Filing Requirements

  • File number:BATS_RC_12-002
  • Date:2/08/2012
  • Description:

    Notice Regarding Filing of Annual Audited Reports with BATS Exchange and BATS Y-Exchange

  • File number:BATS_RC_12-001
  • Date:1/25/2012
  • Description:

    BATS Exchange, BATS Y-Exchange and ISG Enhance Electronic Blue Sheet Submissions

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