Regulation

Regulatory Circulars for 2014

  • File number:BATS_RC_14-008
  • Date:11/21/2014
  • Description:

    Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on November 28, 2014

  • File number:BATS_RC_14-007
  • Date:11/05/2014
  • Description:

    Amendments to Compensation Claims

  • File number:BATS_RC_14-006
  • Date:10/20/2014
  • Description:

    Notice Regarding Integration of BATS Global Markets Holdings, Inc. Data Agreement and Direct Edge Exchange Data Vendor Agreement, and Amendments to BATS U.S. Market Data Policies

  • File number:BATS_RC_14-005
  • Date:9/15/2014
  • Description:

    Notice Regarding Amendments to BATS Global Markets Holdings, Inc. U.S. Market Data Policies

  • File number:BATS_RC_14-003
  • Date:5/20/2014
  • Description:

    Amendment to FINRA Rule 8312 Regarding BrokerCheck Disclosure

  • File number:BATS_RC_14-002
  • Date:4/10/2014
  • Description:

    Expiring Exercise Declaration Procedures on April 17, 2014

  • File number:BATS_RC_14-001
  • Date:2/05/2014
  • Description:

    Notice Regarding Filing of Annual Audited Reports with BATS Exchange and BATS Y-Exchange

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