Regulation

Regulatory Circulars for 2015

  • File number:RC 2015-14
  • Date:12/23/2015
  • Description:

    Expiring Exercise Declaration Procedures on December 31, 2015

  • File number:RC 2015-013
  • Date:12/22/2015
  • Description:

    Notice of Early Expiring Exercise Declaration Decision Cut-Off Time on December 24, 2015

  • File number:RC 2015-009
  • Date:11/03/2015
  • Description:

    Mandatory Participation in Disaster Recovery Testing

  • File number:RC 2015-008
  • Date:10/20/2015
  • Description:

    Exchange Guidelines on Gifts and Gratuities

  • File number:RC 2015-007
  • Date:6/26/2015
  • Description:

    Expiring Exercise Declaration Procedures on July 2, 2015

  • File number:RC 2015-006
  • Date:5/15/2015
  • Description:

    Availability to Opt-In for Direct Debit of Transaction Fees

  • File number:RC 2015-005
  • Date:3/31/2015
  • Description:

    Expiring Exercise Declaration Procedures on April 2, 2015

  • File number:RC 2015-004
  • Date:7/17/2015
  • Description:

    Amendments to Clearing Agency Membership Requirements

  • File number:RC 2015-003
  • Date:2/24/2015
  • Description:

    Front Running of Block Transactions on BATS Exchange, Inc. and BATS Y-Exchange, Inc..

  • File number:RC 2015-001
  • Date:2/05/2015
  • Description:

    Notice Regarding Filing of Annual Audited Reports

  • File number:BZX_RC_2015-010
  • Date:11/25/2015
  • Description:

    Expiring Exercise Declaration Procedures on November 27, 2015

© 2016 BATS Global Markets, Inc. - All Rights Reserved